Executive – General Compliance

MBSL

Merchant Bank of Sri Lanka & Finance PLC (MBSL), a well-established Financial Institution and a subsidiary of Bank of Ceylon is looking for dynamic and result oriented individual to join our team for the following posts.

COMPLIANCE DEPARTMENT

Location – Colombo 03

• Conduct divisional compliance audits to identify gaps and provide actionable recommendations.
• Assist reviewing of FinNet Reporting for accuracy, completeness and compliance with regulatory requirements.
• Ensure regulatory returns and other schedules tasks are submitted / completed before the deadlines.
• Visits to CBSL other regulators as and when required.
• Monitor & Maintain Policies & Procedures.
• Preparation of monthly/ quarterly reports to be submitted to the Board and M sub committees.
• Support Branches and Divisions in resolving compliance matters and Coordinate with them for various information gathering.
• Carry out any other official work assigned by the Compliance Officer.

Education and Experience:

• G.C.E (A/L) Examination with 3 passes 02 Years’ Experience in a similar capacity OR
• G.C. E (O/L) Examination with 02 Years’ Experience OR
• G.C. E (O/L) Examination with Part qualification in relevant discipline W. 01. years’ Experience.
• Full or Part qualification In Banking &Finance Is an added advantage.
• Experience with power BI applications / Mastery in Excel is an added advantage.
• Should be able to visit distance branches.
• Being Trilingual would be an added advantage.

JUNIOR EXECUTIVE AML/CFT* COMPLIANCE (PANT! MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM)

• Conduct branch compliance audits to identify gaps and provide actionable recommendations.
• Investigation of transaction alerts and STR/SAR Reporting.
• GoAML (CBSL-FIU) transaction threshold reporting and handle Information requests receive from the regulator.
• Maintaining the internal black lists with updated information and ensuring the internal and external sanction lists are captured in the Customer screening module.
• Ongoing monitoring of the linking process of UBO’s and PEP.
• Ensuring the Customer AML Risk calculation is conducted by the branches effectively.
• Support Branches and Divisions in resolving compliance matters and Coordinate with them for various information gathering.
• Handling Call for Information request by Regulator/ Law enforcement agencies.
• Carry out any other official work assigned by the Compliance Officer.

Education and Experience

• G. C. E (A/L) Examination with 3 passes 01 Years’ Experience OR
• Pass G .C. E (0/L) Examination with 02 Years’ Experience.
• G C E (0/L) Examination with Part qualification in relevant discipline with 01 Years’ Experience.
• Full or Part qualification in Banking & Hance is an added advantage.
• Experience with power BI applications/ Mastery in Excel is an added advantage.
• Should be able to visit distance branches for audits and trainings.
• Good Analytical & Investigation Skills.
• Being Tri-lingual would be an added advantage.
  Remuneration:
• Performance based remuneration package will be offered to the right candidates, based on the qualifications and experience.
• Maximum age limit is 35 years
• Closing Date 24 th January 2025
  APPLY NOW Applicants are advised to Indicate the position applied for on the subject the of the email / top let hand comm of the envelope.
• Head of Human Recourses, Merchant Bank of Sri Lanka & Finance 17, Bank of Ceylon Merchant 28, St Michael’s Road, Colombo 03,